Headquarters New York, NY
Financials
FORMNAMEDATE FILED
10-QQ311/14/202310-QQ28/15/2023NT 10-QNotification of inability to timely file Form 10-Q or 10-QSB8/15/202310-QQ15/19/2023NT 10-QNotification of inability to timely file Form 10-Q or 10-QSB5/15/202310-KFY 20224/11/2023NT 10-KNotification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT4053/31/2023
Prospectuses and Registrations
FORMNAMEDATE FILED
15-15DSuspension of duty to report3/12/2024425Prospectuses and communications, business combinations3/1/2024S-4/ARegistration of securities, business combinations12/14/2023425Prospectuses and communications, business combinations10/23/2023S-4/ARegistration of securities, business combinations10/13/2023425Prospectuses and communications, business combinations9/20/2023S-4Registration of securities, business combinations6/9/2023
Proxies
FORMNAMEDATE FILED
DEFR14ARevised definitive proxy soliciting materials1/9/2024DEF 14AOther definitive proxy statements1/8/2024PRER14APreliminary Proxy Soliciting materials1/2/2024PRE 14AOther preliminary proxy statements12/21/2023DEF 14AOther definitive proxy statements7/10/2023PRER14APreliminary Proxy Soliciting materials7/7/2023PRE 14AOther preliminary proxy statements6/16/2023
News
FORMNAMEDATE FILED
8-KNews Release3/12/20248-KTermination of a Material Definitive Agreement3/1/20248-KEntry into a Material Definitive Agreement1/25/20248-KNotice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing1/18/20248-KNews Release10/23/20238-KUnregistered Sales of Equity Securities10/2/20238-KEntry into a Material Definitive Agreement9/20/2023
Ownership
FORMNAMEDATE FILED
SC 13G/APeriscope Capital Inc.2/9/2024SC 13G/ABracebridge Capital, LLC2/8/2024SC 13G/AAdage Capital Partners Gp, L.l.c.2/7/2024SC 13G/ACastle Creek Arbitrage, LLC1/10/20243Polar Asset Management Partners Inc.8/4/20234Bracebridge Capital, LLC8/4/2023SC 13GBracebridge Capital, LLC6/15/2023
Others
FORMNAMEDATE FILED
SEC STAFF ACTIONSEC Staff Action: ORDER10/21/202425-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities3/11/2024UPLOADSEC-generated letter1/4/2024CORRESPCorrespondence1/2/2024UPLOADSEC-generated letter12/29/2023UPLOADSEC-generated letter7/10/2023CORRESPCorrespondence7/7/2023