Trycera Financial, Inc.

SIC Finance Services
Headquarters Irvine, CA
Financials
FORMNAMEDATE FILED
NT 10-KNotification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT4053/31/2017NT 10-QNotification of inability to timely file Form 10-Q or 10-QSB11/21/2016NT 10-QNotification of inability to timely file Form 10-Q or 10-QSB8/15/2016NT 10-QNotification of inability to timely file Form 10-Q or 10-QSB5/16/2016NT 10-KNotification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT4053/31/201610-QQ311/24/2015NT 10-QNotification of inability to timely file Form 10-Q or 10-QSB11/16/2015
Prospectuses and Registrations
FORMNAMEDATE FILED
S-8Securities to be offered to employees in employee benefit plans2/9/2007424B3Prospectus1/31/2006SB-2/AOptional form for registration of securities to be sold to the public by small business issuers1/24/2006SB-2/AOptional form for registration of securities to be sold to the public by small business issuers1/10/2006S-2/ARegistration of securities6/9/2005S-2/ARegistration of securities5/25/2005S-2/ARegistration of securities2/25/2005
Proxies
FORMNAMEDATE FILED
PRE 14COther preliminary information statements2/6/2014PRE 14COther preliminary information statements9/16/2009PRE 14COther preliminary information statements4/13/2007PRE 14COther preliminary information statements5/13/2004
News
FORMNAMEDATE FILED
8-KNon-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review5/16/20188-KEntry into a Material Definitive Agreement11/21/20168-KFinancial Statements and Exhibits11/4/20168-KEntry into a Material Definitive Agreement12/24/20158-KEntry into a Material Definitive Agreement5/13/20158-K/AEntry into a Material Definitive Agreement4/6/20158-KDeparture of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers1/13/2015
Ownership
FORMNAMEDATE FILED
4Smith Ray A.4/6/20154Nathans Michael G.7/11/20113Nathans Michael G.7/11/20114Goldstein Kevin E7/11/20113Goldstein Kevin E7/11/20114Kenyon Bryan2/25/20104Smith Ray A.2/25/2010
Others
FORMNAMEDATE FILED
DNotice of Exempt Offering of Securities6/25/2020DNotice of Exempt Offering of Securities6/25/2020REVOKEDCommission order revoking Exchange Act registration [Section 12(j)]10/23/2018DNotice of Exempt Offering of Securities11/21/2016DNotice of Exempt Offering of Securities11/9/2015DNotice of Exempt Offering of Securities5/13/2015DEF 14COther definitive information statements2/18/2014